{"id":827,"date":"2019-08-29T11:35:19","date_gmt":"2019-08-29T09:35:19","guid":{"rendered":"http:\/\/relaunch.gsk.de\/rechtsanwalt\/dr-harald-feiler-2\/"},"modified":"2026-03-10T16:47:16","modified_gmt":"2026-03-10T15:47:16","slug":"dr-harald-feiler","status":"publish","type":"rechtsanwaelte","link":"https:\/\/gsk.de\/en\/lawyers\/dr-harald-feiler\/","title":{"rendered":"Harald Feiler"},"featured_media":55493,"parent":0,"template":"","standort":[273],"sektoren":[229,230,234],"positionen":[929,520],"kompetenzen":[244,252,240,239,251],"class_list":["post-827","rechtsanwaelte","type-rechtsanwaelte","status-publish","has-post-thumbnail","hentry","standort-frankfurt","sektoren-financial-services","sektoren-funds","sektoren-capital-markets","positionen-lawyer","positionen-partner","kompetenzen-anti-money-laundering-aml","kompetenzen-capital-markets","kompetenzen-compliance","kompetenzen-financial-regulation","kompetenzen-investment-funds"],"acf":{"name":"Dr Harald Feiler","job":"Rechtsanwalt","position":"Partner","tel":"+49 69 710003-0","email":"harald.feiler@gsk.de","beschreibung":"<p>Compliance and AML specialist Dr Harald Feiler is a partner at our Frankfurt office. He advises on all issues relating to financial regulatory compliance and also assumes outsourced compliance functions for his clients. His particular expertise lies in money laundering and crime prevention as well as providing legal support in crisis situations. Drawing on his many years of legal practice, Harald has a thorough understanding of the specific compliance requirements imposed on capital management companies and investment firms, as well as capital market law compliance. Clients also turn to him for comprehensive advice on all aspects of banking and financial regulation as well as investment and capital markets law.<\/p>\n<p>Harald is consistently ranked in prominent legal directories and is the author of numerous publications in his areas of expertise. He is frequently invited to deliver lectures and workshops and taught commercial and corporate law at the Baden-W\u00fcrttemberg Cooperative State University in Mannheim for many years.<\/p>\n","tatigkeitsschwerpunkte":"<ul>\n<li>Compliance advice mainly for companies regulated by financial supervision legislation: operational and structural advice throughout all phases (prevent, detect, respond) and assuming outsourced functions<\/li>\n<li>Anti-money laundering legislation: advice and performance of outsourced functions<\/li>\n<li>Advice on banking and financial regulation, investment law and capital markets law<\/li>\n<li>White collar crime, with a focus on preventive measures and monitoring critical situations<\/li>\n<\/ul>\n","zusatzqualifikationen":"","ausbildung":"<ul>\n<li>Joined GSK Stockmann in 2012<\/li>\n<li>Regular speaker on compliance and anti-money laundering topics, including at the Akademie Heidelberg and ZIA Akademie<\/li>\n<li>Worked in the corporate\/M&amp;A and asset finance practices at an international corporate law firm<\/li>\n<li>Admitted to the bar in Germany (2009)<\/li>\n<li>Doctorate in white-collar criminal law<\/li>\n<li>Training and professional positions at banks and major law firms with international operations<\/li>\n<li>Degree in business administration (Diplom-Betriebswirt)<\/li>\n<\/ul>\n","sprachen":"<ul>\n<li>English, German<\/li>\n<\/ul>\n","mitgliedschaften":"","referenzen":"<ul>\n<li>Private equity manager;<br \/>\nAdvice during and after criminal investigations into alleged insider trading and money laundering by a co-investor as well as support in further proceedings before the public prosecutor\u2019s office and criminal defence<\/li>\n<li>Vonovia;<br \/>\nAdvice on the further development of the client\u2019s compliance management system and compliance organisation with a focus on money laundering prevention as well as support in setting up and operating a whistleblowing hotline<\/li>\n<li>Capital management company;<br \/>\nCompliance crisis support regarding suspected fraud and breach of trust in SPVs, investment and criminal law assessments, review of compliance structures, advice on and representation in matters before BaFin and support in related proceedings<\/li>\n<li>Listed real estate company;<br \/>\nAdvice on setting up a company-wide compliance management system<\/li>\n<li>Various individual and collective asset managers;<br \/>\nConducting internal investigations to clarify the facts in cases of market manipulation, insider trading, fraud and breach of trust as well as providing regulatory, capital market and criminal law advice, representing the client in matters before BaFin and the public prosecutor\u2019s office and providing support in related proceedings<\/li>\n<li>Kreissparkasse Miesbach-Tegernsee (savings bank);<br \/>\nConducting internal investigations into various high-profile allegations to clarify the facts and determine follow-up measures<\/li>\n<li>Global asset manager;<br \/>\nAdvising a globally active asset manager on the establishment of a centralised crime prevention unit (Section 25h of the German Banking Act) and group-wide safeguards to prevent money laundering<\/li>\n<li>Broad spectrum of regulated financial companies, some of which multinational;<br \/>\nAdvising a wide variety of regulated companies in the financial sector, including many newly established companies, on setting up compliance structures and taking over outsourced compliance functions<\/li>\n<li>Siemens monitorship;<br \/>\nComprehensive monitoring of the fulfilment of mandatory compliance requirements following a corruption scandal<\/li>\n<\/ul>\n","auszeichnungen":"<ul>\n<li><strong>JUVE Handbook of Corporate Law Firms<\/strong><br \/>\nRecommended for \u201cBanking and Financial Regulation\u201d (2021-2025) and \u201cCompliance&#8221; (2025\/26)<\/li>\n<li><strong>Legal 500<\/strong><br \/>\nRecommended for \u201cCompliance\u201d<\/li>\n<\/ul>\n","vortrage_und_veranstaltungen":"","publikationen":"<ul>\n<li>Feiler, H. (2025). Wie Register illegale Geldfl\u00fcsse sichtbar machen. Immobilien Zeitung, No. 8, 20.02.2025, p. 13.<\/li>\n<li>Abersfelder, T. and Feiler, H. (2023). Anmerkung zu LG Hildesheim, Urteil vom 12.10.2023 \u2013 25 NBs 5\/23. Neue Zeitschrift f\u00fcr Wirtschafts-, Steuer- und Unternehmensstrafrecht (NZWiSt), C.H. Beck.<\/li>\n<li>Feiler, H. and Kr\u00f6ger, J.-W. (2022). Fallstricke der Geldw\u00e4sche-Compliance bei gro\u00dfen Immobilientransaktionen. Geldw\u00e4sche &amp; Recht, No. 1, pp. 20-22.<\/li>\n<li>Mayer, E., Feiler, H., G\u00fcndel, G. and Mangal, W. (2022). Anti-Corruption 2022 (Germany): Law &amp; Practice, Trends &amp; Developments. Chambers Global Practice Guide, pp. 16 et seq.<\/li>\n<li>Feiler, H. and Kr\u00f6ger, J.-W. (2020). Geldw\u00e4schegesetz-Novelle 2020 \u2013 Transparenzregistereinsichtnahmepflicht (\u00a7 11 Abs. 5 S. 2 GwG), Unstimmigkeitsmeldepflicht an das Transparenzregister (\u00a7 23a GwG) und sukzessive Nacherf\u00fcllung der geldw\u00e4scherechtlichen Sorgfaltspflichten f\u00fcr Neuverpflichtete (\u00a7 10 Abs. 3a S. 2 GwG). Compliance-Berater, 3, p. 50.<\/li>\n<li>Feiler, H. and Kr\u00f6ger, J.-W. (2019). Neue geldw\u00e4scherechtliche Pflichten: Einsichtnahme ins Transparenzregister und Unstimmigkeitsmeldung \u2013 Umsetzung der \u00c4nderungsrichtlinie zur Vierten EU-Geldw\u00e4scherichtlinie. Corporate Compliance Zeitschrift (CCZ), 6, pp. 262-266.<\/li>\n<li>Feiler, H. (2016). In: Kuhn, T. and Thaler, J. (eds), BankPersonaler-Handbuch, Finanz Colloquium Heidelberg.<\/li>\n<li>G\u00fcndel, G. and Feiler, H. (2014). Rechtsgrundlagen f\u00fcr Sonderuntersuchungen. Compliance-Berater, 3, 04.03.2014.<\/li>\n<li>Scherp, D. and Feiler, H. (2013). Die Vierte EU-Geldw\u00e4scherichtlinie \u2013 Weitere geldw\u00e4scherechtliche Pflichten f\u00fcr Bereiche au\u00dferhalb des Finanzsektors. Compliance-Berater, 8, 04.11.2013, pp. 316-320.<\/li>\n<li>G\u00fcndel, G. and Feiler, H. (2013). Novelle zum Au\u00dfenwirtschaftsrecht: Handlungsbedarf f\u00fcr Compliance-Verantwortliche in grenz\u00fcberschreitend t\u00e4tigen Unternehmen. Compliance-Berater, 6, 02.09.2013.<\/li>\n<li>Feiler, H. (2011). Subjektive Zurechnung im Markenstrafrecht. G\u00f6ttingen.<\/li>\n<\/ul>\n","vorname":"Harald","nachname":"Feiler","show_smallprint":true,"featured_posts":[{"ID":35489,"post_author":"42","post_date":"2022-09-21 10:10:16","post_date_gmt":"2022-09-21 08:10:16","post_content":"<!-- wp:paragraph -->\n<p>* Partner: a partner within the meaning of the German Partnership Companies Act.<br>Local Partner: not a partner within the meaning of the German Partnership Companies Act.<\/p>\n<!-- \/wp:paragraph -->","post_title":"*Option1 Dt","post_excerpt":"","post_status":"publish","comment_status":"closed","ping_status":"closed","post_password":"","post_name":"option1","to_ping":"","pinged":"","post_modified":"2023-06-12 13:45:26","post_modified_gmt":"2023-06-12 11:45:26","post_content_filtered":"","post_parent":0,"guid":"https:\/\/www.gsk.de\/?post_type=kleingedrucktes&#038;p=35489","menu_order":0,"post_type":"kleingedrucktes","post_mime_type":"","comment_count":"0","filter":"raw"}],"geschlecht":"m","custom_text":false,"standard_text":true,"contacts":false,"kompetenzreihenfolge":"","slider_news":"","neues_template":true,"linkedin_profil":"https:\/\/linkedin.com\/in\/dr-harald-feiler-116b67","mandanten_zitate":"<ul>\n<li>Long-standing client\n<div>I\u2019m glad to have Harald. Not just because working with him is fruitful and enjoyable on a personal level \u2013 but also because I\u2019d be completely lost if I had to face all these regulatory requirements on my own.<\/div>\n<\/li>\n<li>Client, Legal 500\n<div>Harald Feiler has been advising our company for over 10 years. He is very invested in the future of our company and supports us when necessary or shows us where we need to take action. In doing so, he is also pragmatic.<\/div>\n<\/li>\n<li>Client, JUVE Handbook of Corporate Law Firms\n<div>Excellent work.<\/div>\n<\/li>\n<li>Client, Legal 500 \u2013 Compliance team\n<div>The team works tirelessly to meet their clients\u2019 needs. The various events organised by the firm to inform clients about future regulations and proactively provide expertise are also appreciated.<\/div>\n<\/li>\n<li>Client, Legal 500 \u2013 Compliance team\n<div>They provide expert legal advice and personalised client service and deliver positive results. Their Compliance team consists of highly qualified lawyers who are well versed in various areas of law.<\/div>\n<\/li>\n<\/ul>\n","spotlights":[{"title":"Spotlight Aerospace & Defense","link":"https:\/\/gsk.de\/en\/aerospace-defense\/"},{"title":"","link":""},{"title":"","link":""}],"zitat_slider_version":"version_2","bild_auszeichnungen":false,"karrikatur":false,"bild_abbinder":false,"titel":"Dr.","sharepointid":"36","notar_zusatz":false},"featured_img_src":"https:\/\/gsk.de\/wp-content\/uploads\/2025\/10\/Feiler_Harald_KL.png","sector_slugs":"financial-services,funds,capital-markets","competence_slugs":"anti-money-laundering-aml,capital-markets,compliance,financial-regulation,investment-funds","_links":{"self":[{"href":"https:\/\/gsk.de\/en\/wp-json\/wp\/v2\/rechtsanwaelte\/827","targetHints":{"allow":["GET"]}}],"collection":[{"href":"https:\/\/gsk.de\/en\/wp-json\/wp\/v2\/rechtsanwaelte"}],"about":[{"href":"https:\/\/gsk.de\/en\/wp-json\/wp\/v2\/types\/rechtsanwaelte"}],"wp:featuredmedia":[{"embeddable":true,"href":"https:\/\/gsk.de\/en\/wp-json\/wp\/v2\/media\/55493"}],"wp:attachment":[{"href":"https:\/\/gsk.de\/en\/wp-json\/wp\/v2\/media?parent=827"}],"wp:term":[{"taxonomy":"standort","embeddable":true,"href":"https:\/\/gsk.de\/en\/wp-json\/wp\/v2\/standort?post=827"},{"taxonomy":"sektoren","embeddable":true,"href":"https:\/\/gsk.de\/en\/wp-json\/wp\/v2\/sektoren?post=827"},{"taxonomy":"positionen","embeddable":true,"href":"https:\/\/gsk.de\/en\/wp-json\/wp\/v2\/positionen?post=827"},{"taxonomy":"kompetenzen","embeddable":true,"href":"https:\/\/gsk.de\/en\/wp-json\/wp\/v2\/kompetenzen?post=827"}],"curies":[{"name":"wp","href":"https:\/\/api.w.org\/{rel}","templated":true}]}}